Nathaniel R. Lane

CLEARPATH CAPITAL PARTNERS LLC

Menlo Park, CA

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CRD#: 1727948

Professional summary

Nathaniel Richard Lane is a registered financial advisor currently at CLEARPATH CAPITAL PARTNERS LLC located in Menlo Park, California.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Nathaniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Lane is a member of ClearPath Opportunities Fund, LLC an investment related pooled investment vehicle. The address is the same as reported in Item 1 of this form. The fund was formed in June of 2021. Mr. Lane spends a minimal amount of time in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Richard Lane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 1999 - Present

CLEARPATH CAPITAL PARTNERS LLC

RIA

CRD#: 111756

Menlo Park, CA

Past

November 10, 1997 - October 27, 2000

HOTOVEC, POMERANZ & CO., LLC

CRD#: 41178

SAN FRANCISCO, CA

Past

December 3, 1996 - October 29, 1997

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

August 11, 1995 - November 6, 1996

RIDGEWAY HELMS SECURITIES CORPORATION

CRD#: 38743

SAN FRANCISCO, CA

Past

July 31, 1993 - July 27, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 10, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 16, 1988 - August 26, 1992

F.N. WOLF & CO., INC.

CRD#: 13051

Past

September 22, 1987 - May 19, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARPATH CAPITAL PARTNERS LLC

CRD#: 111756 / SEC#: 801-78763

RIA

Registered Investment Advisory firm - (11/7/2013 Approved)

California

Registered Investment Advisory firm - (12/18/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/30/1999)

IAR

Texas
(10/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/1991

General Securities Principal Examination

Current Firm

CLEARPATH CAPITAL PARTNERS LLC

CRD#: 111756 / SEC#: 801-78763

RIA

Registered Investment Advisory firm - (11/7/2013 Approved)

California

Registered Investment Advisory firm - (12/18/2013 Terminated)

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Contact information

Main Address

Menlo Park, CA

Mailing Address

Phone number

(415) 682-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (6/25/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 158,716,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel R. Lane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Richard Lane's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOTOVEC, POMERANZ & CO., LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIDGEWAY HELMS SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

F.N. WOLF & CO., INC.

SHERWOOD CAPITAL, INC.

Primary Firm SEC Registration

CLEARPATH CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/1999

Series 63

Date: 2/12/1988

Series 7

Date: 9/19/1987

Series 24

Date: 4/5/1991

Current Firm

CLEARPATH CAPITAL PARTNERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARPATH CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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