Jeffrey J. Taxman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey James Taxman, who also goes by Jeff Taxman, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1987. Jeffrey had worked at 6 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - December 1, 2014
PHYSICIANS FINANCIAL SERVICES, INC.
January 9, 1995 - August 11, 1995
OSAIC FS, INC.
January 6, 1992 - September 27, 1993
FIRST AFFILIATED SECURITIES
March 14, 1990 - April 23, 1991
GUARDIAN INVESTOR SERVICES LLC
November 25, 1987 - July 18, 1988
ROBERT W. BAIRD & CO. INCORPORATED
November 25, 1987 - July 18, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 128807 / SEC#:
Contact information
Red Flags
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