Stephen Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Adams, who also goes by Stephen Alton Adams, Steve Adams, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 5 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2018 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
April 6, 2011 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
February 21, 2006 - December 31, 2008
ALLSTATE FINANCIAL SERVICES, LLC
January 16, 2004 - December 9, 2005
PRUCO SECURITIES, LLC.
March 8, 2001 - December 9, 2005
PRUCO SECURITIES, LLC.
November 11, 1999 - December 8, 2000
PRUCO SECURITIES, LLC.
June 28, 1995 - November 11, 1996
SUNSET FINANCIAL SERVICES, INC.
April 18, 1991 - July 15, 1993
UNITED PACIFIC FINANCIAL SERVICES, INC.
October 13, 1987 - April 25, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
