Peter J. Quartararo
Professional summary
Peter John Quartararo JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Peter had worked at 9 firms, which includes EARLYBIRDCAPITAL INC., JOSEPHTHAL & CO. INC., REICH & CO. INC., DOMINICK & DICKERMAN LLC, PRESCOTT BALL & TURBEN INC., GULFSTREAM FINANCIAL ASSOCIATES INC., TUCKER ANTHONY INCORPORATED, FIRST OPTIONS OF CHICAGO INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1993 - June 5, 1997
EARLYBIRDCAPITAL, INC.
January 6, 1993 - April 20, 1994
JOSEPHTHAL & CO., INC.
December 1, 1992 - February 4, 1993
REICH & CO., INC.
November 29, 1991 - December 1, 1992
REICH & CO., INC.
June 12, 1990 - November 29, 1991
DOMINICK & DICKERMAN LLC
January 2, 1990 - June 7, 1990
PRESCOTT, BALL & TURBEN, INC.
February 7, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
December 24, 1987 - February 21, 1989
TUCKER ANTHONY INCORPORATED
September 22, 1987 - December 4, 1987
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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