Michael D. Kittell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Donald Kittell, who also goes by Don Kittell, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2008 - April 4, 2017
GROVE POINT INVESTMENTS, LLC
June 2, 2008 - April 4, 2017
GROVE POINT INVESTMENTS, LLC
January 2, 2008 - June 3, 2008
CETERA WEALTH SERVICES, LLC
August 14, 2001 - March 12, 2010
SECURITIES AMERICA ADVISORS, INC.
July 19, 2001 - July 30, 2007
SECURITIES AMERICA, INC.
May 19, 1992 - July 24, 2001
SUNAMERICA SECURITIES, INC.
March 7, 1988 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 10, 1987 - March 22, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 10, 1987 - March 29, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/17/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
