Kerry A. Cox

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CRD#: 1727499

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Alan Cox was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1987. Kerry had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Entity: Redstone Wealth Management; Activity: Insurance Agent; Title: Representative; Duties of Position: Client management; Address: Oklahoma City, Oklahoma; Approx. # of hours per month spent on activity: 40; Approx # of hours spent during trading hours: 2 2) Business Entity: Redstone Wealth Management: Activity: RIA - IAR of Redstone Wealth Management; Title: Financial Advisor; Duties of Position: Client management; Address: Oklahoma City, Oklahoma 3) Business Entity: NSO Nonprofit; Activity: Non compensated board of directors & sub committee; Title: Board of Director Member; Duties of Position: Board of Director; Address: Oklahoma City, Oklahoma; Approx. # of hours per month spent on activity: 2; Approx. # of hours spent during trading: 2 4) DBA - Redstone Wealth Management

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2022 - October 27, 2025

REDSTONE WEALTH MANAGEMENT, LLC

RIA

CRD#: 311525

OKLAHOMA CITY, OK

Past

April 1, 2022 - October 2, 2025

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Oklahoma City, OK

Past

July 19, 2012 - April 1, 2022

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

SHAWNEE, OK

Past

July 19, 2012 - April 1, 2022

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

SHAWNEE, OK

Past

September 22, 2003 - July 18, 2012

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

EDMOND, OK

Past

September 17, 2003 - July 18, 2012

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

EDMOND, OK

Past

January 4, 2002 - September 17, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

EL RENO, OK

Past

October 31, 2001 - September 17, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 15, 1997 - October 31, 2001

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 3, 1996 - July 16, 1997

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

April 1, 1992 - January 11, 1996

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

June 15, 1989 - April 20, 1992

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 17, 1987 - June 17, 1989

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDSTONE WEALTH MANAGEMENT, LLC

CRD#: 311525 / SEC#: 801-127994

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (3/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/1996

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/31/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/16/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/10/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

REDSTONE WEALTH MANAGEMENT, LLC

CRD#: 311525 / SEC#: 801-127994

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (3/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2024 Terminated)

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Contact information

Main Address

3404 Nw 135th St, Oklahoma City, OK 73120-4009

Mailing Address

Phone number

(405) 844-9933

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REDSTONE WEALTH MANAGEMENT, LLC ERISA 3(21) PLAN BROCHURE (3/5/2025)

REDSTONE WEALTH MANAGEMENT, LLC FORM ADV PART 2 DISCLOSURE BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,096
AUM (Assets Under Management)	$ 153,844,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kerry A. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUNAMERICA SECURITIES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

MONEY CONCEPTS CAPITAL CORP

GUARDIAN INVESTOR SERVICES LLC

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

REDSTONE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1992

Series 63

Date: 9/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/7/1996

Series 22

Date: 5/31/1988

Series 6

Date: 9/16/1987

Series 24

Date: 10/6/1997

Series 26

Date: 10/10/1994

Current Firm

REDSTONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDSTONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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