PA
Peter J. Aiksnoras
COMPASS FINANCIAL MANAGEMENT LLC
Oxford, CT
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CRD#: 1727469
PA
Professional summary
Peter John Aiksnoras is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Oxford, Connecticut.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Heritage Financial Group of CT, llc / DBA Position: Independent Contractor - Nature: Life, Accident/Health, Variable Annuities, Variable Life Insurance Sales - Investment Related: No - Hours: 20 Securities Trading Hours: 10 - Start Date: 03/15/2010 Address: 785 Oxford Rd, Oxford CT 06478, United States Naugatuck Fish and Game Club Inc. Position: Treasurer - Nature: Secretary/Treasurer of Naugatuck Fish and Game Club Inc. - Investment Related: No - Hours: 2 - Securities Trading Hours: 0 Start Date: 01/01/1994 - Address: 785 Oxford Rd, Oxford CT 06478, United States Oxford Housing Authority Position: Board member/Treasurer - Nature: Treasurer of Oxford Housing Authority - Investment Related: No - Hours: 4 - Securities Trading Hours: 0 Start Date: 01/01/2011 - Address: 100 Stakum Circle, Oxford CT 06478, United States Miamogue Yacht Club Position: member of the Board of Governors - Nature: Board of Governors for the Miamogue Yacht Club - Investment Related: No - Hours: 10 - Securities Trading Hours: 2 - Start Date: 01/01/2018 - Address: 144 Seaview Avenue, Bridgeport CT 06607, United States ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Volunteer instructor. provide a survey and, hopefully, generate leads for my financial services business. NATURE: I will volunteer as an instructor to empower people to take control of their financial futures. I will be teaching the fundamentals of saving for retirement and planning the de-accumulation of wealth in retirement. I would explain the impact of using social security efficiently in retirement. I intend to survey the attendees and offer them an opportunity to schedule an individual appointment. Hopefully, I can generate leads from this endeavor. The goal would be to earn Commissions from subsequent appointments. I do NOT get paid by the Association of Financial Educators. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2020 ADDRESS: 700 Lavaca Suite 1400, Austin TX 78701 DESCRIPTION: I will volunteer as an instructor at libraries, community centers, and small businesses to give talks, primarily in regards to social security and general investment strategies. This is informational only, no products nor companies are to be mentioned. Our objective is to help people become financially literate.Additionally, I will provide attendees a survey form to rate my presentations and provide feedback. Attendees will be given the opportunity to request more information and schedule an appointment.
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Aiksnoras's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2021 - Present
COMPASS FINANCIAL MANAGEMENT LLC
RIA
CRD#: 156345
Oxford, CT
Past
December 13, 2018 - April 23, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OXFORD, CT
Past
May 21, 2012 - December 27, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
OXFORD, CT
Past
October 7, 2010 - May 21, 2012
COLORADO FINANCIAL SERVICE CORPORATION
BD
CRD#: 104343
CENTENNIAL, CO
Past
January 27, 2010 - October 6, 2010
AMERICAN CLASSIC SECURITIES, INC.
BD
CRD#: 25399
PONTE VEDRA, FL
Past
January 3, 2006 - September 17, 2008
CCF INVESTMENTS, INC.
BD
CRD#: 136571
GREENSBORO, GA
Past
October 29, 2002 - December 31, 2005
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
December 11, 2000 - October 23, 2002
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
November 4, 1991 - October 24, 2000
AMERICAN CLASSIC SECURITIES, INC.
BD
CRD#: 25399
PONTE VEDRA, FL
Past
August 24, 1987 - October 3, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(4/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2422 W. Sunset Drive, Tampa, FL 33629
Mailing Address
Phone number
(813) 831-5168
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,350 |
| AUM (Assets Under Management) | $ 518,984,611 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
