Robert L. Brisotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Brisotti, who also goes by Robert Louis Brisotti Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 18 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - November 25, 2022
THE BENCHMARK COMPANY, LLC
January 16, 2014 - April 10, 2014
LAIDLAW & COMPANY (UK) LTD.
February 20, 2013 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
October 10, 2012 - January 31, 2014
WINDSOR STREET CAPITAL, LP
March 5, 2010 - October 3, 2012
BUCKMAN ADVISORY GROUP LLC
January 27, 2010 - October 3, 2012
BUCKMAN, BUCKMAN & REID, INC.
August 22, 2008 - January 13, 2010
MERCER CAPITAL LTD.
February 27, 2007 - September 16, 2008
ANDREW GARRETT INC.
July 8, 2004 - February 28, 2007
S.W. BACH & COMPANY
July 15, 2003 - July 7, 2004
ARDOUR CAPITAL INVESTMENTS, LLC
August 25, 2000 - December 21, 2001
KC MAY SECURITIES CORP.
January 7, 1998 - August 17, 2000
ARJENT LTD.
February 29, 1996 - December 31, 1997
NATIONAL SECURITIES CORPORATION
February 28, 1996 - December 31, 1997
NATIONAL SECURITIES CORPORATION
September 15, 1994 - March 18, 1996
RODMAN & RENSHAW INC.
January 7, 1992 - August 22, 1994
FAB SECURITIES OF AMERICA, INC.
November 29, 1990 - January 6, 1992
BAIRD, PATRICK & CO., INC.
July 21, 1989 - March 26, 1990
TUCKER ANTHONY INCORPORATED
September 22, 1987 - August 1, 1989
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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