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MS

Michael D. Saucier

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CRD#: 1727342
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael David Saucier, who also goes by Mike Saucier, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 10 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Saucier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 10, 2003 - September 5, 2003

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

March 20, 2000 - February 3, 2003

MORGAN SPAULDING, INC.

BD
CRD#: 44604
DALLAS, TX
Past

October 5, 1998 - October 28, 1998

BENNETT ROSS, INC.

BD
CRD#: 42850
FORT WORTH, TX
Past

May 7, 1996 - August 11, 1997

ATLANTIC PACIFIC FINANCIAL, INC.

BD
CRD#: 37067
Past

June 19, 1995 - January 29, 1996

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

October 18, 1994 - June 7, 1995

MID CONTINENT SECURITIES, INC.

BD
CRD#: 36385
ARVADA, CO
Past

October 4, 1993 - August 30, 1994

THORNBRIDGE CORPORATION

BD
CRD#: 28739
Past

January 15, 1993 - April 30, 1993

MAXXEL SECURITIES, INC.

BD
CRD#: 26535
Past

June 23, 1992 - December 17, 1995

ALLIANCE AFFILIATED EQUITIES CORPORATION

BD
CRD#: 23928
OVERLAND PARK, KS
Past

August 20, 1988 - February 4, 1993

PACIFIC SOUTHERN SECURITIES, INC.

BD
CRD#: 13155
Past

October 26, 1987 - August 1, 1988

INDEPENDENT RESOURCE SECURITIES, INC.

BD
CRD#: 19160

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 8/27/1987
Direct Participation Programs Representative Examination

Current Firm

LS
LONE STAR SECURITIES, INC.
FRONTIER SECURITIES, INC. | LONE STAR SECURITIES, INC.

CRD#: 20452 / SEC#: , 8-38254

BD
Terminated by SEC on 10/07/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 06/12/1987
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IRELAND, JOSEPH HOBDYSECRETARY/TREASURER/PRESIDENT/CCO1716003
CROCKER, SCOTT HARRISONOWNER2075717
MORAN, CHRISTOPHER JOHNOWNER2075718

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONE STAR SECURITIES, INC.

CRD#: 20452

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