Doyle S. Elliott
Professional summary
Doyle Scott Elliott was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Doyle is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Doyle had worked at 5 firms, which includes KASHNER DAVIDSON SECURITIES CORPORATION, SCHNEIDER SECURITIES INC., GLOBAL CAPITAL SECURITIES CORPORATION, KOBER FINANCIAL CORP., BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1997 - September 28, 2001
KASHNER DAVIDSON SECURITIES CORPORATION
March 11, 1996 - May 9, 1997
SCHNEIDER SECURITIES, INC.
June 10, 1993 - June 16, 1993
KASHNER DAVIDSON SECURITIES CORPORATION
January 25, 1993 - March 12, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
August 8, 1990 - January 25, 1993
KOBER FINANCIAL CORP.
September 24, 1987 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
KASHNER DAVIDSON SECURITIES CORPORATION
CRD#: 5319 / SEC#: , 8-14684
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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