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Doyle Scott Elliott

CRD# 1727061·Registered 1987 - 2001
Barred: Doyle Scott Elliott was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Doyle Scott Elliott, who also goes by Scott Elliott, was a registered financial advisor. Doyle was a previously registered financial professional and started their career in finance 1987 - 2001. Doyle had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Elliott

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
Sarasota, FL
November 6, 1997 - September 28, 2001
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
March 11, 1996 - May 9, 1997
KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
Sarasota, FL
June 10, 1993 - June 16, 1993
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
January 25, 1993 - March 12, 1996
KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
August 8, 1990 - January 25, 1993
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 24, 1987 - October 18, 1990

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Current Firm

KD
KASHNER DAVIDSON SECURITIES CORPORATION

KASHNER DAVIDSON SECURITIES CORPORATION | KASHNER SECURITIES CORPORATION | KASHNER LODGE SECURITIES CORPORATION

CRD#: 5319 / SEC#: 8-14684
BD
Terminated by SEC on 06/23/2015

Contact Information

Established

Florida since 08/30/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KASHNER, VICTOR LAWRENCEOWNER/CHAIRMAN OF THE BOARD264714
ROTHENBACH, MELISSA JANECFO/BOARD OF DIRECTORS/PRESIDENT/CHIEF COMPLIANCE OFFICER/OPTIONS AND SECURITY FUTURES PRINCIPAL CORP SECRETARY2721816

Disclosures

Regulatory Event

19

Civil Event

1

Arbitration

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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