Peter I. Osemobor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Idemudia Osemobor, who also goes by Peter I Osemobor, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2009 - June 13, 2025
DINOSAUR FINANCIAL GROUP, L.L.C
June 3, 2002 - January 20, 2009
UBS INTERNATIONAL INC.
July 21, 2000 - June 3, 2002
UBS FINANCIAL SERVICES INC.
December 10, 1996 - July 31, 2000
PRUDENTIAL EQUITY GROUP, LLC
September 14, 1988 - December 9, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1987 - August 25, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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