William C. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clyde Fisher was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2005 - November 16, 2020
INVESTMENT ADVISORY GROUP, LLC
April 5, 2001 - December 2, 2004
B. C. ZIEGLER AND COMPANY
April 28, 1998 - February 13, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 19, 1993 - March 10, 1998
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 20, 1990 - October 22, 1991
GEMINI CAPITAL CORP.
September 8, 1987 - April 23, 1990
AMERICA FIRST PROGRAMS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORY GROUP, LLC
CRD#: 134325 / SEC#: 801-63992
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
