Delio P. Dasilva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delio Pereira Dasilva was a registered financial professional .
Delio is a previously registered financial professional and started their career in finance in 1987. Delio had worked at 7 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1997 - December 21, 1997
CLEARING SERVICES OF AMERICA, INC.
June 9, 1994 - November 5, 1996
ASSOCIATED SECURITIES CORP.
June 20, 1991 - April 6, 1994
IDS LIFE INSURANCE COMPANY
June 20, 1991 - April 6, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
January 4, 1991 - December 18, 1991
AMERICAN INVESTORS COMPANY
October 30, 1989 - January 2, 1991
ROBERTS & RYAN, INC.
September 19, 1988 - December 5, 1989
L'ARGENT CAPITAL INTERNATIONAL
August 25, 1987 - September 13, 1988
ROBERTS & RYAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARING SERVICES OF AMERICA, INC.
CRD#: 23623 / SEC#: , 8-40560
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
