Edward M. Dempsey

PENSION PARTNERS

SAN JUAN, PR

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CRD#: 1726564

Professional summary

Edward Michael Dempsey, CFP® is a registered financial advisor currently at PENSION PARTNERS, LLC located in San Juan, .

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Edward has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 19, 2021 - Present

PENSION PARTNERS, LLC

RIA

CRD#: 125772

SAN JUAN, PR

Past

January 6, 2006 - May 13, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW YORK, NY

Past

October 6, 2004 - November 4, 2020

PENSION PARTNERS, LLC

RIA

CRD#: 125772

NEW YORK, NY

Past

January 1, 2004 - January 27, 2006

CETERA ADVISORS LLC

CRD#: 10299

NEW YORK, NY

Past

June 14, 2000 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

November 19, 1989 - June 14, 2000

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 25, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 3, 1987 - April 29, 1988

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(2/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2001

General Securities Principal Examination

Current Firm

PENSION PARTNERS, LLC

CRD#: 125772 / SEC#: 801-68091

RIA

Registered Investment Advisory firm - (11/4/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (7/23/2007 Terminated)

Puerto Rico

Registered Investment Advisory firm - (2/19/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Juan, PR

Mailing Address

705 Calle Estado, San Juan, PR 00907

Phone number

(212) 255-5000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 23,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward M. Dempsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSION PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PENSION PARTNERS, LLC

CETERA ADVISORS LLC

IFG NETWORK SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1987

Series 7

Date: 8/15/1987

Series 24

Date: 4/30/2001

Current Firm

PENSION PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENSION PARTNERS, LLC

TRUST BUT VERIFY

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