Kenneth R. Payne
Professional summary
Kenneth Richard Payne was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Kenneth had worked at 7 firms, which includes JONATHAN ROBERTS FINANCIAL GROUP INC., FFP SECURITIES INC., FSC SECURITIES CORPORATION, ANDOVER SECURITIES INC., KEOGLER MORGAN & COMPANY INC., THE STUART-JAMES COMPANY INCORPORATED, WAINWRIGHT AUSTIN STONE & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1999 - August 10, 2000
JONATHAN ROBERTS FINANCIAL GROUP, INC.
March 12, 1997 - October 2, 1998
FFP SECURITIES, INC.
January 1, 1996 - February 25, 1997
FSC SECURITIES CORPORATION
January 14, 1992 - January 1, 1996
ANDOVER SECURITIES, INC.
November 18, 1988 - December 23, 1991
KEOGLER, MORGAN & COMPANY, INC.
January 8, 1988 - November 28, 1988
FSC SECURITIES CORPORATION
December 7, 1987 - December 22, 1987
THE STUART-JAMES COMPANY, INCORPORATED
September 24, 1987 - October 27, 1987
WAINWRIGHT, AUSTIN, STONE & CO.
State Registrations and Notice Filings
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Exams
Current Firm
JONATHAN ROBERTS FINANCIAL GROUP, INC.
CRD#: 46285 / SEC#: , 8-51369
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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