Freddy J. Martinez

FOREM INVESTMENTS LLC

Coral Gables, FL 33146

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CRD#: 1726400

Professional summary

Freddy Jose Martinez, CFP®, CIMA® is a registered financial advisor currently at FOREM INVESTMENTS LLC located in Coral Gables, Florida.

Freddy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Freddy has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Martinez is a Managing Member of Forem Capital Partners LLC, a Florida limited liability company registered in September 2015 as a consulting firm for businesses specialized in capital restructuring. Not investment related. The company was registered in Florida in September 2015 (same address as Forem Investments). Mr. Martinez dedicates 10% of his time to this company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Freddy Jose Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 26, 2014 - Present

FOREM INVESTMENTS LLC

Office #1: 4000 Ponce De Leon Blvd Suite 470, Coral Gables, FL 33146

RIA

CRD#: 169636

Coral Gables, FL

Past

January 1, 2010 - December 20, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

January 1, 2010 - December 20, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORAL GABLES, FL

Past

August 11, 2006 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

August 11, 2006 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

CORAL GABLES, FL

Past

August 11, 2004 - August 16, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

October 22, 1987 - August 16, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/26/2014)

IAR

Texas
(4/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/14/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/2/1987

General Securities Representative Examination

Current Firm

FOREM INVESTMENTS LLC

CRD#: 169636 / SEC#: 801-78817

RIA

Registered Investment Advisory firm - (10/28/2014 Terminated)

Florida

Registered Investment Advisory firm - (10/27/2014 Approved)

Texas

Registered Investment Advisory firm - (4/16/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4000 Ponce De Leon Blvd Suite 470, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 462-4267

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 55,813,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Freddy J. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Freddy Jose Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2005

Series 63

Date: 5/9/1998

Series 3

Date: 10/14/1987

Series 7

Date: 10/2/1987

Current Firm

FOREM INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOREM INVESTMENTS LLC

TRUST BUT VERIFY

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