Robert W. Wood

WOOD WEALTH MANAGEMENT LLC

Dallas, TX 75231

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CRD#: 1726341

Professional summary

Robert William Wood, who also goes by Bob Wood, is a registered financial advisor currently at WOOD WEALTH MANAGEMENT LLC located in Dallas, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROBERT WOOD. 1) POSITION: Insurance Agent. NATURE: Fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/21/2016 ADDRESS: 8330 LYNDON B JOHNSON FREEWAY SUITE B662 DALLAS, TX 75243 DESCRIPTION: Offering fixed annuities to clients. 2) POSITION: Agent. NATURE: Life and Annuity Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/11/2021 ADDRESS: 10100 NORTH CENTRAL EXPRESSWAY #341 DALLAS TX 75231 DESCRIPTION: Life and Annuity Sales/Service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Wood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2019 - Present

WOOD WEALTH MANAGEMENT LLC

Office #1: 10100 North Central Expressway Suite 333, Dallas, TX 75231

RIA

CRD#: 301188

Dallas, TX

Past

March 1, 2019 - May 9, 2019

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

DALLAS, TX

Past

March 1, 2019 - May 9, 2019

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DALLAS, TX

Past

March 18, 2016 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

DALLAS, TX

Past

March 18, 2016 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

DALLAS, TX

Past

October 16, 2015 - March 21, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

DALLAS, TX

Past

July 6, 2011 - March 21, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DALLAS, TX

Past

January 30, 2007 - July 7, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

DALLAS, TX

Past

July 22, 2004 - February 2, 2007

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DALLAS, TX

Past

July 19, 2004 - February 2, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

DALLAS, TX

Past

April 14, 1999 - July 23, 2004

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

DALLAS, TX

Past

April 14, 1999 - July 23, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 13, 1998 - April 19, 1999

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

July 10, 1997 - March 24, 1998

CRISPIN KOEHLER SECURITIES

CRD#: 10596

TAMPA, FL

Past

November 12, 1996 - March 11, 1997

LLOYD WADE SECURITIES INC.

CRD#: 39653

DALLAS, TX

Past

January 3, 1994 - May 12, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

July 2, 1993 - January 1, 1994

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 28, 1992 - June 28, 1993

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

May 24, 1990 - September 26, 1990

MLB INVESTMENTS, LTD.

CRD#: 18280

Past

March 21, 1989 - June 13, 1990

G. K. SCOTT & CO., INC.

CRD#: 3305

PLAINVIEW, NY

Past

February 14, 1989 - April 4, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

January 12, 1989 - February 14, 1989

H. T. FLETCHER SECURITIES INCORPORATED

CRD#: 17297

Past

January 4, 1989 - January 18, 1989

KOBER FINANCIAL CORP.

CRD#: 17551

Past

April 22, 1988 - January 18, 1989

GRAYSTONE NASH, INC.

CRD#: 10635

Past

September 24, 1987 - May 10, 1988

PALM BEACH FINANCIAL, INC.

CRD#: 19477

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1999

General Securities Principal Examination

Current Firm

WOOD WEALTH MANAGEMENT LLC

CRD#: 301188 / SEC#:

Texas

Registered Investment Advisory firm - (5/7/2019 Approved)

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Contact information

Main Address

10100 North Central Expressway Suite 333, Dallas, TX 75231

Mailing Address

Phone number

(214) 739-1105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 8,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WORKMAN SECURITIES CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

BOLTON GLOBAL CAPITAL

CRISPIN KOEHLER SECURITIES

LLOYD WADE SECURITIES INC.

H.J. MEYERS & CO., INC.

QUEST CAPITAL STRATEGIES, INC.

EURO-ATLANTIC SECURITIES INC.

MLB INVESTMENTS, LTD.

G. K. SCOTT & CO., INC.

J. W. GANT & ASSOCIATES, INC.

H. T. FLETCHER SECURITIES INCORPORATED

KOBER FINANCIAL CORP.

GRAYSTONE NASH, INC.

PALM BEACH FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2015

Series 63

Date: 10/7/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1996

Series 24

Date: 6/10/1999

Current Firm

WOOD WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOOD WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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