Howard N. Herring
Professional summary
Howard Noel Herring, who also goes by Howard N Herring, Howard Herring, is a registered financial advisor currently at ALLEGIANCE ADVISORS, INC located in Burnet, Texas.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Howard has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Noel Herring's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2023 - Present
ALLEGIANCE ADVISORS, INC
Office #1: 101 Yucca Street, Burnet, TX 78611-4146July 23, 2019 - December 31, 2022
AGILE CAPITAL
August 28, 2014 - December 31, 2017
ALLEGIANCE ADVISORS, INC.
August 9, 2007 - June 14, 2014
PATTERSON & ASSOCIATES
May 24, 2006 - September 11, 2006
TEJAS SECURITIES GROUP, INC.
November 18, 2005 - September 11, 2006
TEJAS SECURITIES GROUP, INC.
August 22, 2001 - December 31, 2006
SWAN & HERRING, LLC
September 14, 1999 - November 30, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 22, 1997 - November 3, 1999
WELLS FARGO CLEARING SERVICES, LLC
January 8, 1993 - August 7, 1997
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1988 - January 26, 1993
LIBERTY CAPITAL MARKETS, INC.
September 22, 1987 - March 1, 1988
MOONEY'S SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/11/2023)
Exams
Series 8
Date: 12/27/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALLEGIANCE ADVISORS, INC
CRD#: 325075 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 100 |
Red Flags
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