Charles D. York
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles David York was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 8 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1990 - September 14, 1990
FEC SECURITIES CORPORATION
May 31, 1989 - June 30, 1989
INDEPENDENT RESOURCE SECURITIES, INC.
February 23, 1989 - March 4, 1989
MACOIL FINANCIAL GROUP, INC.
January 30, 1989 - February 21, 1989
ROSS ANDERSON CAPITAL MANAGEMENT, INC.
November 8, 1988 - December 5, 1988
HORIZON CAPITAL, INCORPORATED
June 2, 1988 - July 15, 1988
SUNSET SECURITIES,INC.
March 11, 1988 - February 6, 1989
EASTERN FINANCIAL CORPORATION
September 10, 1987 - October 29, 1987
EASTERN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FEC SECURITIES CORPORATION
CRD#: 11422 / SEC#: , 8-24307
Contact information
Documents
Red Flags
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