Philip J. Graham
Professional summary
Philip James Graham JR, who also goes by Phil Graham, Philip James Graham, is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1988. Philip has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip James Graham JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2016 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523March 20, 2015 - December 18, 2015
GRIFFIN CAPITAL SECURITIES, LLC
January 5, 2012 - March 18, 2015
CCO CAPITAL, LLC
July 18, 2008 - January 10, 2012
PROVASI CAPITAL PARTNERS LP
May 14, 2008 - July 16, 2008
PARK AVENUE SECURITIES LLC
September 8, 1999 - May 22, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
May 13, 1997 - August 20, 1999
NATIXIS DISTRIBUTION, LLC
August 27, 1996 - August 30, 1996
AVANTAX INVESTMENT SERVICES, INC.
April 4, 1994 - May 16, 1995
MFS FUND DISTRIBUTORS, INC.
June 29, 1989 - May 16, 1994
MFS FINANCIAL SERVICES, INC.
March 1, 1988 - April 27, 1989
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2016)
Exams
FINRA
Current Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
