Tommy E. Fincher
Professional summary
Tommy Edward Fincher, who also goes by Tom Fincher, Tommy Fincher, is a registered financial advisor currently at WHITESTONE WEALTH ADVISORS, LLC located in Rowlett, Texas.
Tommy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Tommy has worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tommy Edward Fincher's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2019 - Present
WHITESTONE WEALTH ADVISORS, LLC
Office #1: 4702 Rowlett Rd. Ste 102, Rowlett, TX 75088August 2, 2018 - November 7, 2018
INSTITUTE FOR WEALTH CONSULTANTS, INC.
December 13, 2016 - January 16, 2017
INSTITUTE FOR WEALTH ADVISORS, INC.
June 17, 2014 - January 26, 2015
INSTITUTE FOR WEALTH ADVISORS, INC.
May 11, 2012 - October 4, 2012
FIRST ALLIED SECURITIES, INC.
October 23, 2007 - May 1, 2012
ONYX WEALTH ADVISORS, INC.
October 23, 2007 - May 1, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
June 20, 2007 - October 26, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 5, 2007 - October 26, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 3, 2005 - May 18, 2005
CAMBRIDGE LEGACY SECURITIES L.L.C.
August 27, 2002 - January 14, 2004
CAMBRIDGE LEGACY SECURITIES L.L.C.
October 29, 2001 - September 25, 2002
RUSHMORE SECURITIES CORPORATION
April 7, 2000 - August 28, 2001
1ST GLOBAL CAPITAL CORP.
January 3, 1994 - May 1, 2000
CUNA BROKERAGE SERVICES, INC.
June 11, 1993 - December 31, 1993
MEMBERS INVESTMENT SERVICES, INC.
October 28, 1991 - December 17, 1992
FIDELITY BROKERAGE SERVICES LLC
May 10, 1991 - October 15, 1991
EQUITY SERVICES, INC.
February 29, 1988 - May 26, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2019)
Exams
Current Firm
WHITESTONE WEALTH ADVISORS, LLC
CRD#: 299381 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 14,394,362 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
