Terri D. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Darlene Bell was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 1987. Terri had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - February 23, 2018
AVANTAX ADVISORY SERVICES
February 19, 2013 - February 23, 2018
AVANTAX INVESTMENT SERVICES, INC.
January 25, 2008 - December 31, 2012
AVANTAX ADVISORY SERVICES
March 14, 2007 - December 31, 2012
AVANTAX INVESTMENT SERVICES, INC.
May 8, 2006 - December 31, 2006
NEW ENGLAND SECURITIES
December 19, 2002 - January 25, 2005
WADDELL & REED
September 12, 2002 - December 18, 2002
1717 CAPITAL MANAGEMENT COMPANY
September 24, 1987 - February 28, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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