Ralph G. Gagliano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Glenn Gagliano was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1988. Ralph had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - November 11, 2025
GAMMA SECURITIES, LLC
April 30, 2020 - January 27, 2022
CANACCORD GENUITY LLC
December 3, 2015 - July 17, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 6, 2009 - December 11, 2015
HAPOALIM SECURITIES USA, INC.
December 13, 2005 - January 5, 2009
ICBC STANDARD SECURITIES INC.
April 19, 2004 - October 21, 2005
WELLS FARGO SECURITIES, LLC
July 1, 2003 - May 5, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 19, 1988 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GAMMA SECURITIES, LLC
CRD#: 298341 / SEC#: , 8-70195
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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