John J. Oreilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John J Oreilly, who also goes by John James Oreilly, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2022 - June 14, 2023
FISHER INVESTMENTS
April 12, 2021 - February 24, 2022
CETERA INVESTMENT ADVISERS LLC
April 12, 2021 - February 24, 2022
CETERA INVESTMENT SERVICES LLC
July 26, 2019 - April 9, 2021
CITIZENS SECURITIES, INC.
July 26, 2019 - April 9, 2021
CITIZENS SECURITIES, INC.
February 6, 2019 - July 25, 2019
IBN FINANCIAL SERVICES, INC.
February 6, 2019 - July 25, 2019
IBN FINANCIAL SERVICES, INC.
November 5, 2018 - February 7, 2019
OSAIC WEALTH, INC.
November 2, 2018 - February 7, 2019
OSAIC WEALTH, INC.
March 16, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
July 25, 2017 - July 26, 2017
IBN FINANCIAL SERVICES, INC.
June 7, 2016 - November 5, 2018
SIGNATOR INVESTORS, INC.
September 6, 2011 - May 9, 2016
OSAIC INSTITUTIONS, INC.
February 23, 2005 - September 21, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
March 22, 2004 - November 16, 2004
FIRST SECURITY INVESTMENTS, INC.
February 10, 2004 - March 22, 2004
IFMG SECURITIES, INC.
February 4, 2004 - March 22, 2004
IFMG SECURITIES, INC.
January 21, 2004 - February 6, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - February 6, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 5, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 8, 1998 - August 21, 1998
PNC BROKERAGE CORP
March 1, 1996 - July 13, 1998
PRUDENTIAL EQUITY GROUP, LLC
May 20, 1993 - January 30, 1996
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
