Valinda J. Arnett-patton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valinda J Arnett-patton, who also goes by Valinda Jo Arnett, Valinda Jo Arnett-patton, Valinda Jo Patton, was a registered financial professional .
Valinda is a previously registered financial professional and started their career in finance in 1988. Valinda had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2005 - December 3, 2021
INVESCO DISTRIBUTORS, INC.
February 1, 2002 - March 10, 2005
COREBRIDGE CAPITAL SERVICES, INC.
August 23, 1991 - January 16, 2002
THE VARIABLE ANNUITY MARKETING COMPANY
August 24, 1990 - April 26, 1991
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1990 - August 9, 1990
RAFFENSPERGER, HUGHES & CO., INC.
August 29, 1989 - September 25, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
March 16, 1988 - September 5, 1989
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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