Dean Vernoia
Professional Summary
Dean Vernoia, who also goes by Dean Anthony Vernoia, Dean Vernoia, is a registered financial advisor currently at LAFISE SECURITIES LLC located in Miami, Florida. Dean is registered as a RR (Registered Representative) and started their career in finance in 1987. Dean has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dean Anthony Vernoia, Dean Vernoia
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
LAFISE SECURITIES CORPORATION | LAFISE SECURITIES LLC
Contact Information
Main Address
2340 S Dixie Highway, Miami, FL 33133Mailing Address
2340 S Dixie Highway, Miami, FL 33133Phone Number
(305) 374-6001Established
Florida since 06/01/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
2FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
6AUM (Assets Under Management)
$736,018,633Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dean Vernoia's CRS (Customer Relationship Summary).
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