Craig D. Stoltenburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig David Stoltenburg was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1987. Craig had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - May 2, 2009
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
September 29, 2000 - December 23, 2016
VALIC FINANCIAL ADVISORS, INC.
June 3, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
March 29, 1999 - December 23, 2016
VALIC FINANCIAL ADVISORS, INC.
October 7, 1997 - November 15, 2000
GATEWAY INVESTMENT SERVICES, INC.
October 22, 1996 - October 2, 1997
FSC SECURITIES CORPORATION
January 6, 1994 - September 19, 1996
ASSOCIATED SECURITIES CORP.
September 22, 1987 - January 11, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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