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Jeffrey Wade Pinyon

CRD# 1723913·Registered 1987 - 1990
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Wade Pinyon, who also goes by Jeffrey Pinyon, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1987 - 1990. Jeffrey had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeffrey Pinyon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FIRST EAGLE, INC.·CRD# 16509
BD
March 16, 1989 - June 28, 1990
HUBERMAN SECURITIES CORP.·CRD# 10133
BD
February 27, 1989 - March 21, 1989
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
December 22, 1987 - October 2, 1989

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Current Firm

FE
FIRST EAGLE, INC.

DEVANNEY CAPITAL MANAGEMENT, INC. | PEOPLES MORTGAGE COMPANY | FIRST EAGLE, INC.

CRD#: 16509 / SEC#: 8-34079
BD
Expelled by FINRA on 03/04/1991

Contact Information

Established

Colorado since 05/07/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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