Justin C. Tolton

TOLTON ASSET MANAGEMENT

Los Angeles, CA 90045

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CRD#: 1723622

Professional summary

Justin Craig Tolton, who also goes by Justin Tolton, is a registered financial advisor currently at TOLTON ASSET MANAGEMENT, LLC located in Los Angeles, California.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Justin has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Tolton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Justin C Tolton, Certified Public Accountant, not investment related, 8939 S Sepulveda Blvd, #440, public accounting, owner since approximately July 1, 1982, approximately 40 hours per week average. Duties are ownership and operation of this firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Craig Tolton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2020 - Present

TOLTON ASSET MANAGEMENT, LLC

Office #1: 8939 S Sepulveda Blvd, Ste 440, Los Angeles, CA 90045

RIA

CRD#: 310631

Los Angeles, CA

Past

January 24, 2019 - December 31, 2021

JUSTIN C. TOLTON

RIA

CRD#: 120120

LOS ANGELES, CA

Past

July 14, 1993 - December 9, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Past

May 26, 1989 - July 12, 1991

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Past

October 29, 1987 - February 16, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

TOLTON ASSET MANAGEMENT, LLC

CRD#: 310631 / SEC#:

California

Registered Investment Advisory firm - (10/16/2020 Approved)

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Contact information

Main Address

8939 S Sepulveda Blvd, Ste 440, Los Angeles, CA 90045

Mailing Address

Phone number

(310) 568-8749

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 30,358,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin C. Tolton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Craig Tolton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOLTON ASSET MANAGEMENT, LLC

JUSTIN C. TOLTON

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1987

Series 7

Date: 8/15/1987

Current Firm

TOLTON ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOLTON ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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