Matthew L. Robertson
Professional summary
Matthew Leigh Robertson, who also goes by Matthew L Robertson, was a registered financial advisor .
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Matthew had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Leigh Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2019 - December 31, 2023
WISE INVESTMENT MANAGEMENT
February 20, 2014 - July 31, 2018
MORGAN STANLEY
January 24, 2014 - July 31, 2018
MORGAN STANLEY
February 5, 2003 - September 8, 2004
SANDERS MORRIS LLC
April 25, 1996 - April 20, 2001
NEUBERGER BERMAN BD LLC
August 18, 1987 - October 3, 1988
MANUFACTURERS HANOVER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/16/2025)
Exams
Current Firm
WISE INVESTMENT MANAGEMENT
CRD#: 114731 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,540,000 |
Red Flags
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