Rickie J. Schoenlein
Professional summary
Rickie Joseph Schoenlein, who also goes by Rick Schoelien, Rick Joseph Schoenlein, Rick Schoenlein, Rick Schoenlien, Rickie Joseph Schoenlien, is a registered financial professional currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida.
Rickie is registered as a RR (Registered Representative) and started their career in finance in 1987. Rickie has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rickie Joseph Schoenlein's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2001 - Present
R.M. STARK & CO., INC.
Office #1: 730 S Federal Hwy, Lake Worth Beach, FL 33460-4955July 28, 1992 - December 11, 2001
PENTAD SECURITIES, INC.
July 19, 1991 - July 28, 1992
DICKINSON & CO.
November 9, 1990 - July 23, 1991
JJC SECURITIES CO., INC.
August 14, 1990 - October 23, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
August 20, 1987 - August 24, 1990
WAINWRIGHT, AUSTIN, STONE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2002)
(12/11/2001)
(10/6/2011)
(1/3/2012)
(1/4/2002)
(1/24/2013)
(1/24/2013)
(7/29/2021)
(8/17/2021)
(7/27/2021)
(1/24/2013)
(3/22/2022)
(3/23/2011)
(3/6/2015)
(3/20/2014)
(1/4/2002)
(3/29/2011)
Exams
FINRA
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
