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Michael John Price

CRD# 1723203·Registered 1987 - 2001
Barred: Michael John Price was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael John Price, who also goes by Michael J Price, Mike Price, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2001. Michael had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael J Price, Mike Price

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

FIRST ATLANTA SECURITIES, LLC·CRD# 18200
BD
Destin, FL
August 29, 2000 - April 6, 2001
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
October 20, 1999 - August 8, 2000
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
May 19, 1997 - October 8, 1999
GILBERT MARSHALL & COMPANY·CRD# 13954
BD
Greeley, CO
December 15, 1994 - May 21, 1997
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
April 29, 1994 - November 18, 1994
BURNETT, GREY & CO., INC.·CRD# 23430
BD
Atlanta, GA
January 5, 1993 - March 15, 1994
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
Boston, MA
October 13, 1992 - December 31, 1992
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 6, 1992 - September 16, 1992
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
November 24, 1990 - March 13, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
September 24, 1987 - December 3, 1990

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Current Firm

FA
FIRST ATLANTA SECURITIES, LLC

FIRST ATLANTA SECURITIES CORPORATION | FIRST ATLANTA SECURITIES, LLC

CRD#: 18200 / SEC#: 8-36248
BD
Terminated by SEC on 03/04/2002

Contact Information

Established

Georgia since 05/19/1997

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL EQUITY CORPORATIONOWNER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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