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MP

Michael J. Price

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CRD#: 1723203
MP

Professional summary

Michael John Price was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Michael had worked at 10 firms, which includes FIRST ATLANTA SECURITIES LLC, AMERICAN FRONTEER FINANCIAL CORPORATION, ARGENT SECURITIES INC., GILBERT MARSHALL & COMPANY, ROBERT THOMAS SECURITIES INC, BURNETT GREY & CO. INC., FIRST NEW ENGLAND SECURITIES CORPORATION, PRUDENTIAL EQUITY GROUP LLC, CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael J Price | Mike Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 29, 2000 - April 6, 2001

FIRST ATLANTA SECURITIES, LLC

BD
CRD#: 18200
DESTIN, FL
Past

October 20, 1999 - August 8, 2000

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
DENVER, CO
Past

May 19, 1997 - October 8, 1999

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA
Past

December 15, 1994 - May 21, 1997

GILBERT MARSHALL & COMPANY

BD
CRD#: 13954
GREELEY, CO
Past

April 29, 1994 - November 18, 1994

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

January 5, 1993 - March 15, 1994

BURNETT, GREY & CO., INC.

BD
CRD#: 23430
ATLANTA, GA
Past

October 13, 1992 - December 31, 1992

FIRST NEW ENGLAND SECURITIES CORPORATION

BD
CRD#: 7107
BOSTON, MA
Past

March 6, 1992 - September 16, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 24, 1990 - March 13, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

September 24, 1987 - December 3, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/1988
General Securities Principal Examination

Current Firm

FA
FIRST ATLANTA SECURITIES, LLC
FIRST ATLANTA SECURITIES CORPORATION | FIRST ATLANTA SECURITIES, LLC

CRD#: 18200 / SEC#: , 8-36248

BD
Terminated by SEC on 03/04/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 05/19/1997
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL EQUITY CORPORATIONOWNER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST ATLANTA SECURITIES, LLC

CRD#: 18200

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