Luz A. Aldebot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luz Arlene Aldebot, CFP®, who also goes by Luz Arelis Aldebot, was a registered financial professional .
Luz is a previously registered financial professional and started their career in finance in 1990. Luz had worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - December 11, 2024
HORNOR, TOWNSEND & KENT, LLC
July 16, 2021 - December 11, 2024
HORNOR, TOWNSEND & KENT, LLC
November 25, 2016 - June 25, 2021
LPL FINANCIAL LLC
December 3, 2014 - June 25, 2021
LPL FINANCIAL LLC
October 5, 2010 - December 3, 2014
OSAIC WEALTH, INC.
May 29, 2007 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
December 7, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 8, 2004 - November 17, 2006
OSAIC WEALTH, INC.
February 20, 2003 - November 11, 2004
CETERA FINANCIAL SPECIALISTS LLC
June 3, 1996 - March 16, 2001
CHASE INVESTMENT SERVICES CORP.
August 1, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
April 5, 1994 - August 1, 1994
IFMG SECURITIES, INC.
June 1, 1992 - April 5, 1994
CITICORP INVESTMENT SERVICES
April 30, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
February 14, 1990 - January 31, 1991
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
