Guy Steven Amico
Professional Summary
Guy Steven Amico is a registered financial advisor currently at NFSG CORPORATION located in Boca Raton, Florida and NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida. Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Guy has worked at 7 firms and has passed the Series 63, Series 79TO, Series 82TO, Series 22TO, Series 52TO, Series 99TO, Series 6TO, SIE, Series 7 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
Contact Information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Phone Number
(954) 334-3450# of Employees
89SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,607AUM (Assets Under Management)
$1,082,643,515Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(11/8/2019)
(10/13/2020)
(9/24/2019)
(10/17/2019)
(6/1/2005)
(9/10/2019)
(12/19/2019)
(9/9/2019)
(10/24/2019)
(9/19/2019)
(9/1/2000)
(12/23/2019)
(11/21/2019)
(11/16/2020)
(8/13/2020)
(9/4/2019)
(12/15/2000)
(9/12/2019)
(10/20/2020)
(10/15/2020)
(9/20/2019)
(1/15/2020)
(9/19/2019)
(9/8/2020)
(9/19/2019)
(9/17/2019)
(9/24/2019)
(11/26/2019)
(10/31/2019)
(9/2/2020)
(11/25/2019)
(9/17/2019)
(6/6/2019)
(9/18/2019)
(9/23/2019)
(9/12/2019)
(10/13/2020)
(11/15/2019)
(11/15/2019)
(2/9/2022)
(9/24/2019)
(9/16/2019)
(9/13/2019)
(9/19/2019)
(1/30/2020)
(8/13/2020)
(12/13/2023)
(12/26/2019)
(1/10/2020)
(10/15/2019)
(10/11/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Guy Steven Amico's CRS (Customer Relationship Summary).
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