Nancy L. Jacob
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Louise Jacob, who also goes by Nancy L. Feustel, Nancy L Fotheringham, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1997. Nancy had worked at 3 firms and has passed the Series 63, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2006 - June 28, 2012
NLJ ADVISORS, INC.
May 26, 2004 - July 5, 2006
WINDERMERE INVESTMENT ASSOCIATES, LLC
January 3, 1997 - May 28, 2004
WINDERMERE INVESTMENT ASSOCIATES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 2
Date: 1/3/1994
Non-Member General Securities ExaminationCurrent Firm
NLJ ADVISORS, INC.
CRD#: 141793 / SEC#: 801-67265
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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