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Stephen John Hrynik

CRD# 1722809·Registered 1987 - 2012
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen John Hrynik was a registered financial advisor. Stephen was a previously registered financial advisor and started their career in finance 1987 - 2012. Stephen had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 6, Series 26 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.·CRD# 142712
RIA
Lakewood, CO
October 1, 2009 - January 4, 2012
HARRISON DOUGLAS, INC.·CRD# 16515
BD
Lakewood, CO
February 8, 1996 - May 17, 2011
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
October 30, 1991 - December 31, 1995
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
August 31, 1987 - December 20, 1989

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Current Firm

SD
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.

HARRISON DOUGLAS, INC. | STEPHEN HYRNIK, CPA | STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.

CRD#: 142712

Contact Information

Main Address

10526 W Alameda Ave. Suite A, Lakewood, CO 80226

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 2002About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1987About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2004About the Series 26 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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