MP
Michael A. Preisz
PREISZ FINANCIAL
Portland, OR 97239
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CRD#: 1722796
MP
Professional summary
Michael Allen Preisz, AIF®, CFP® is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 4/26/2010: REGISTERED INVESTMENT ADVISOR - PREISZ ASSOCIATES, INC. - HYBRID RIA PLATFORM REGISTERED INVESTMENT ADVISOR - 1% OF TIME - PORTLAND, OR.
(2) 1/25/2013: NON-VARIABLE INSURANCE - PREISZ ASSOCIATES, INC. - INDIVIDUAL LIFE, DI AND LTC SALES AND SERVICE. GROUP AND INDIVIDUAL HEALTH INSURANCE SALES AND SERVICE. - 10% OF TIME - PORTLAND, OR
(3) 08/20/2013 - DBA ONLY - PREISZ ASSOCIATES, INC - 5% OF TIME SPENT - PORTLAND, OR
(4) 12/30/2014 - PREISZ FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - PORTLAND, OR
(5) 05/20/2015 - PREISZ FINANCIAL - INV REL - 4525 SW CONDOR AVE. PORTLAND, OR 97239 - REGISTERED INVESTMENT ADVISOR DBA - PREISZ FINANCIAL - START 01/01/2015 - 100 HRS/MO DURING SECS TRDG HRS
(6) 06/25/2015 - PREISZ FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 4525 SW CONDOR AVENUE, PORTLAND, OR 97239 - START 07/01/2015 - 35 HRS/MO DURING SECS TRDG HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allen Preisz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
June 19, 2007 - Present
PREISZ FINANCIAL
Office #1: 4525 Sw Condor Ave, Portland, OR 97239RIA
CRD#: 144469
Portland, OR
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061RIA
BD
CRD#: 6413
Portland, OR
Past
January 15, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
April 28, 1993 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
PORTLAND, OR
Past
April 22, 1993 - April 28, 1993
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
March 6, 1991 - April 26, 1993
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
September 10, 1987 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
September 10, 1987 - April 24, 1991
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2021)
RR
Alaska(6/17/2024)
RR
Arizona(9/8/2009)
RR
Arkansas(5/17/2024)
RR
California(9/8/2009)
RR
Colorado(3/6/2015)
RR
Connecticut(5/17/2024)
RR
Delaware(4/4/2017)
RR
Florida(10/27/2021)
RR
Georgia(1/17/2013)
RR
Hawaii(7/18/2017)
RR
Idaho(8/31/2020)
RR
Indiana(5/17/2024)
RR
Maine(11/2/2020)
RR
Maryland(9/8/2009)
RR
Massachusetts(5/8/2019)
RR
Minnesota(12/9/2019)
RR
Nevada(10/31/2017)
RR
Ohio(11/30/2021)
IAR
Oregon(6/19/2007)
RR
Oregon(9/8/2009)
RR
Tennessee(9/25/2020)
RR
Texas(1/17/2013)
RR
Virginia(5/17/2024)
IAR
Washington(6/25/2007)
RR
Washington(9/8/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 Sw Condor Ave, Portland, OR 97239
Mailing Address
Phone number
(503) 224-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 612,791,505 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
