JC
John J. Chiavetta
GWN SECURITIES
BRANT, NY
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CRD#: 1722647
JC
Professional summary
John Joel Chiavetta is a registered financial advisor currently at GWN SECURITIES INC. located in Brant, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JOHN J. & MARY ANN CHIAVETTA POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/1984 ADDRESS: PO BOX 245, BRANT NY 14027-0245 DESCRIPTION: MANAGE VARIOUS REAL ESTATE HOLDINGS THAT WE HAVE PARISH OF OUR LADY PNCC POSITION: FINANCIAL SECRETARY NATURE: PARISH OF THE POLISH NATIONAL CATHOLIC CHURCH. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 4 START DATE: 12/01/2009 ADDRESS: PO BOX 244, BRANT NY 14027-0244 DESCRIPTION: FINANCIAL SECRETARY, WHICH INVOLVES KEEPING A DUPLICATE CHECK REGISTER, ATTENDING MONTHLY MEETINGS,ORGANIZING AND OVERSEEINGCHURCH ACTIVITIES AND FUNCTIONS.COUNTING WEEKLY COLLECTIONS AND MONIES FROM CHURCH ACTIVITIES AND FUNCTIONS.MAINTENANCE AND REPAIRS OF CHURCH PREMISES. LIFE INSURANCE, LONG-TERM CARE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES POSITION: Agent NATURE: Life insurance, long-term care insurance, health insurance,fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1987 ADDRESS: PO Box 245, Brant NY 14027-0245 DESCRIPTION: Agent with various general agents. OLMC CEMETERY ASSOCIATION POSITION: Committee Member NATURE: Cemetery. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: PO Box 244, Brant NY 14027-0244 DESCRIPTION: Committee Member.Sell grave plots, oversee openings of graves for burials.Hand dig cremation graves.Write and sign checks; make deposits.
CRS (Client Relationship Summary) - RIA
Click below to view John Joel Chiavetta's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Joel Chiavetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2021 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
BRANT, NY
Current
July 23, 2004 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
November 16, 2000 - July 23, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
August 31, 1987 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 31, 1987 - November 15, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/19/2012)
RR
California(1/2/2019)
RR
Colorado(12/5/2012)
RR
Florida(7/23/2004)
RR
Massachusetts(2/8/2017)
RR
New York(7/23/2004)
IAR
New York(3/31/2021)
RR
North Carolina(1/3/2018)
RR
Ohio(12/5/2012)
RR
Pennsylvania(1/2/2019)
RR
Texas(1/3/2007)
RR
Virginia(7/23/2004)
RR
Washington(1/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
