Colleen J. Hallinan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colleen Jordan Hallinan, CFP®, who also goes by Colleen Jordan Halllinan, Colleen Marie Jordan, Colleen Jordan, was a registered financial professional .
Colleen is a previously registered financial professional and started their career in finance in 1987. Colleen had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2002 - June 1, 2015
WIPFLI FINANCIAL ADVISORS, LLC
February 29, 1996 - May 4, 1999
P.R. TAYLOR & CO., INC.
February 28, 1996 - May 4, 1999
P.R. TAYLOR & CO., INC.
February 25, 1994 - February 3, 1995
PRUDENTIAL EQUITY GROUP, LLC
September 22, 1987 - December 10, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WIPFLI FINANCIAL ADVISORS, LLC
CRD#: 109983 / SEC#: 801-56865
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 9,010 |
| AUM (Assets Under Management) | $ 5,066,337,996 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/23/2022 | ||
| 01/13/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
