Giora J. Garay

INSPEREX LLC

Delray Beach, FL 33483

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CRD#: 1722520

Professional summary

Giora Joshua Garay, who also goes by Giora Joshua Garay, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.

Giora is registered as a RR (Registered Representative) and started their career in finance in 1987. Giora has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Giora Joshua Garay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giora Joshua Garay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2024 - Present

INSPEREX LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

CRD#: 101420

Delray Beach, FL

Past

January 23, 2014 - June 19, 2020

TRUIST SECURITIES, INC.

CRD#: 6271

CHICAGO, IL

Past

January 5, 2010 - February 4, 2014

STERNE, AGEE & LEACH, INC.

CRD#: 791

CHICAGO, IL

Past

October 9, 2003 - January 4, 2010

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

CHICAGO, IL

Past

September 22, 1987 - February 15, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2024)

Florida
(10/29/2024)

Illinois
(11/21/2024)

New Jersey
(10/29/2024)

New York
(10/29/2024)

Ohio
(4/8/2025)

Utah
(10/29/2024)

Exams

State Security Law Exam

Series 63

Date: 10/28/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2003

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/31/1987

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

INSPEREX LLC

CRD#: 101420 / SEC#: , 8-52081

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

233 South Wacker Drive Suite 4400, Chicago, IL 60606

Phone number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INSPEREX HOLDINGS LLC	MEMBER: VOTING
BUSSCHER, ARNOLD BRADLEY	CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL	2213934
CARRELS, CHRISTINE ANN	CHIEF MARKETING OFFICER	6651750
DEEG, ADITI DAVARE	CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP	4279152
ELLIOTT, LAURA SUE	PRESIDENT	2125558
MITCHELL, SCOTT ALEXANDER	CHIEF EXECUTIVE OFFICER	4717597
NICHOLSON, MARSHALL ALLEN	HEAD OF STRATEGIC INITIATIVES	4585471
PAPAGIANNIS, JAMES JOHN	CHIEF COMPLIANCE OFFICER & AMLCO	2449960
RHODES, DERYK TREVOR	HEAD OF WEALTH MANAGEMENT SOLUTIONS	4157411
TOLAR, JOHN M	HEAD OF FIXED INCOME SALES & TRADING	3075402

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Giora J. Garay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giora Joshua Garay's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST SECURITIES, INC.

STERNE, AGEE & LEACH, INC.

FHN FINANCIAL SECURITIES CORP.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2024

Series 7TO

Date: 11/20/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2003

Series 3

Date: 8/31/1987

FINRA

Current Firm

INSPEREX LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INSPEREX LLC

TRUST BUT VERIFY

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