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George William Knox

CRD# 1722418·Registered 1987 - 2021
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George William Knox, who also goes by George William Knox Jr, George William Knox, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1987 - 2021. George had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George William Knox Jr, George William Knox

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

EVERLAKE DISTRIBUTORS, LLC·CRD# 100460
BD
Northbrook, IL
November 12, 2019 - October 18, 2021
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Sturbridge, MA
January 28, 2019 - November 12, 2019
EVERLAKE DISTRIBUTORS, LLC·CRD# 100460
BD
Northbrook, IL
April 2, 2018 - January 22, 2019
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Rocky Hill, CT
August 10, 2015 - April 13, 2018
NYLIFE SECURITIES LLC·CRD# 5167
BD
Waltham, MA
August 1, 2013 - July 16, 2015
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Marlborough, MA
November 3, 2011 - June 28, 2013
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
December 14, 2005 - November 23, 2009
EVERLAKE DISTRIBUTORS, LLC·CRD# 100460
BD
Northbrook, IL
February 16, 2000 - October 28, 2005
ALFS, INC.·CRD# 32201
BD
Northbrook, IL
December 17, 1999 - February 14, 2000
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
September 18, 1998 - October 26, 1999
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
August 1, 1991 - August 5, 1997
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
February 27, 1989 - August 1, 1991
T. J. RANEY & SONS, INC.·CRD# 3128
BD
May 10, 1988 - March 6, 1989
UNITED CAPITAL CORPORATION·CRD# 8268
BD
August 20, 1987 - May 10, 1988

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Current Firm

ED
EVERLAKE DISTRIBUTORS, LLC

ALLSTATE DISTRIBUTORS, L.L.C. | EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460 / SEC#: 8-52029
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

3100 Sanders Road, Suite 303, Northbrook, IL 60062

Mailing Address

3100 Sanders Road, Suite 303, Northbrook, IL 60062

Phone Number

(847) 665-9930

Established

Delaware since 03/05/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EVERLAKE LIFE INSURANCE COMPANYPARENT OF BROKER/DEALER—
FONTANA, ANGELA KAYMANAGER6503740
HARRIGAN, JULIE ANNTREASURER, CONTROLLER AND FINOP7159150
JENESKE, PATRICK JOSEPHCHIEF COMPLIANCE OFFICER4293015
KENNEDY, REBECCA DIANEPRESIDENT AND MANAGER7364296
KIRCHHOFF, THERESE MARIEAML OFFICER4548686
LARGEY, TYLER EARL BAXTERCHAIRMAN OF THE BOARD AND MANAGER7470407

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed May 2019About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Nov 1995About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 1990About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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