George W. Knox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Knox, who also goes by George William Knox Jr, George William Knox, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
January 28, 2019 - November 12, 2019
ALLSTATE FINANCIAL SERVICES, LLC
April 2, 2018 - January 22, 2019
EVERLAKE DISTRIBUTORS, LLC
August 10, 2015 - April 13, 2018
ALLSTATE FINANCIAL SERVICES, LLC
August 1, 2013 - July 16, 2015
NYLIFE SECURITIES LLC
November 3, 2011 - June 28, 2013
CETERA FINANCIAL SPECIALISTS LLC
December 14, 2005 - November 23, 2009
NYLIFE DISTRIBUTORS LLC
February 16, 2000 - October 28, 2005
EVERLAKE DISTRIBUTORS, LLC
December 17, 1999 - February 14, 2000
ALFS, INC.
September 18, 1998 - October 26, 1999
CONSECO SECURITIES, INC.
August 1, 1991 - August 5, 1997
IFMG SECURITIES, INC.
February 27, 1989 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
May 10, 1988 - March 6, 1989
T. J. RANEY & SONS, INC.
August 20, 1987 - May 10, 1988
UNITED CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
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