Orazio N. Belfiore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orazio N Belfiore, who also goes by Ray Belfiore, was a registered financial professional .
Orazio is a previously registered financial professional and started their career in finance in 1973. Orazio had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1990 - March 27, 2000
FIRST EMPIRE SECURITIES, INC.
October 1, 1987 - August 1, 1988
JP MICHAEL CO.
December 13, 1986 - October 1, 1987
PRINCIPAL SECURITIES, INC.
July 16, 1984 - September 12, 1986
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1979 - July 23, 1984
LEHMAN BROTHERS INC.
January 18, 1978 - June 25, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
February 6, 1973 - November 15, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/1/1973
Registered Representative ExaminationCurrent Firm
FIRST EMPIRE SECURITIES, INC.
CRD#: 15129 / SEC#: , 8-31701
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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