Lynn M. Brautigan
Professional summary
Lynn Margaret Brautigan, who also goes by Lynn M Brautigan, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Bethesda, Maryland.
Lynn is registered as a RR (Registered Representative) and started their career in finance in 1991. Lynn has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynn Margaret Brautigan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 4800 Montgomery Lane Suite 150, Bethesda, MD 20814March 3, 2014 - April 23, 2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
May 31, 2011 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
March 13, 2009 - September 22, 2010
RBC CAPITAL MARKETS, LLC
March 13, 2009 - September 22, 2010
RBC CAPITAL MARKETS, LLC
February 12, 2008 - March 13, 2009
FERRIS, BAKER WATTS, LLC
November 21, 1991 - March 13, 2009
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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