Jahn C. Coty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jahn Christopher Coty, who also goes by Jahn Coty, was a registered financial professional .
Jahn is a previously registered financial professional and started their career in finance in 1987. Jahn had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2021 - August 13, 2021
ONEAMERICA SECURITIES, INC.
March 17, 2021 - August 13, 2021
ONEAMERICA SECURITIES, INC.
December 7, 2018 - October 16, 2020
PRUCO SECURITIES, LLC.
November 21, 2018 - October 16, 2020
PRUCO SECURITIES, LLC.
March 13, 2018 - November 28, 2018
LPL FINANCIAL LLC
March 12, 2018 - November 28, 2018
LPL FINANCIAL LLC
September 29, 2010 - March 21, 2018
WADDELL & REED
July 23, 2010 - March 21, 2018
WADDELL & REED
January 27, 2006 - August 28, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
June 17, 2002 - February 5, 2004
MONY SECURITIES CORPORATION
April 12, 2002 - June 25, 2002
WORLD GROUP SECURITIES, INC.
December 13, 2001 - April 12, 2002
WMA SECURITIES, INC.
July 3, 2000 - September 14, 2001
IDS LIFE INSURANCE COMPANY
July 3, 2000 - September 14, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
November 2, 1998 - November 18, 1998
IDS LIFE INSURANCE COMPANY
November 2, 1998 - November 18, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
November 12, 1997 - June 23, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 30, 1993 - June 7, 1996
TITAN/VALUE EQUITIES GROUP, INC.
July 9, 1991 - October 30, 1993
TITAN/VALUE EQUITIES GROUP, INC.
May 10, 1991 - June 26, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 10, 1991 - June 26, 1991
PRUCO SECURITIES, LLC.
November 25, 1987 - April 24, 1991
TITAN/VALUE EQUITIES GROUP, INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
