Marcos Konig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcos Konig was a registered financial professional .
Marcos is a previously registered financial professional and started their career in finance in 1988. Marcos had worked at 15 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2021 - February 22, 2023
MIURA CAPITAL, LLC
May 20, 2019 - June 15, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
November 9, 2017 - May 22, 2018
MIURA INVESTMENT ADVISORS, INC
October 10, 2016 - June 16, 2017
INSIGHT SECURITIES, INC.
October 5, 2016 - June 16, 2017
INSIGHT SECURITIES, INC.
October 8, 2012 - September 23, 2016
VECTORGLOBAL WMG
July 10, 2012 - August 20, 2012
TRADESTATION SECURITIES, INC.
September 20, 2011 - June 14, 2012
MCAP LLC
March 7, 2011 - September 19, 2011
1ST BRIDGEHOUSE SECURITIES, LLC
June 2, 2010 - January 3, 2011
DIRECT ACCESS PARTNERS LLC
July 3, 2008 - March 24, 2010
LATAM INVESTMENTS, LLC
January 28, 2008 - July 9, 2008
MSI FINANCIAL SERVICES, INC.
December 3, 2004 - January 18, 2008
VFINANCE INVESTMENTS, INC
April 25, 2002 - November 19, 2004
GLOBAL PARTNERS SECURITIES INC.
April 7, 2000 - January 23, 2008
EQUITY STATION, INC.
February 17, 1988 - October 25, 2002
NORTH AMERICAN INSTITUTIONAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
MIURA CAPITAL, LLC
CRD#: 146193 / SEC#: , 8-67793
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
