BL
Bennett J. Leiser
WORLD EQUITY GROUP
Boca Raton, FL
Some features on this profile are disabled
CRD#: 1721816
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Professional summary
Bennett J Leiser, who also goes by Bennett Jay Leiser, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Boca Raton, Florida.
Bennett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Bennett has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bennett Jay Leiser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEISER FINANCIAL INC, 21397 SHANNON RIDGE WAY, BOCA RATON, FL, 5/2009. INVESTMENT RELATED. OWNER/PRESIDENG,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. SELL LIFE INSURANCE, LONG TERM CARE, DISABILITY. - APPROS HRW/WK: 20 - APPROX HRS/WK DURING TRADING HOURS: 20. 2) Annuity Depot - 601 N. Congress Ave. Delray Beach, FL. 33445. Investment related. Start: 6/2019. Sr. VP, Owner. Sells fixed index annuities, FIA, LTC, Disability and Life Insurance, and all non-security products. Approx Hrs/Mo: 10. Approx Hrs/Mo During Trading: 10.
CRS (Client Relationship Summary) - RIA
Click below to view Bennett J Leiser's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bennett J Leiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2021 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Boca Raton, FL
Current
March 2, 2021 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Road Suite 1220, Schaumburg, IL 60173Office #2: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Past
January 29, 2019 - March 2, 2021
CORECAP ADVISORS
RIA
CRD#: 158819
Boca Raton, FL
Past
January 18, 2019 - March 2, 2021
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
SOUTHFIELD, MI
Past
September 16, 2014 - January 29, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
BOCA RATON, FL
Past
September 8, 2014 - January 29, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BOCA RATON, FL
Past
February 5, 2013 - September 15, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
FORT LAUDERDALE, FL
Past
January 31, 2013 - September 15, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
FORT LAUDERDALE, FL
Past
July 8, 2008 - January 31, 2013
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOCA RATON, FL
Past
October 23, 2007 - January 31, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOCA RATON, FL
Past
August 14, 2007 - September 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CORAL SPRINGS, FL
Past
July 30, 2007 - September 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CORAL SPRINGS, FL
Past
April 20, 2006 - August 10, 2007
ECHOTRADE LLC
BD
CRD#: 42239
PHOENIX, AZ
Past
July 29, 1996 - August 6, 2003
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/19/2021)
IAR
Florida(3/19/2021)
RR
Illinois(5/3/2021)
IAR
Illinois(5/3/2021)
IAR
Indiana(3/2/2021)
IAR
New York(2/18/2022)
IAR
North Carolina(7/14/2025)
RR
North Carolina(7/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/5/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
