Cheryl D. Sparks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl D Sparks, who also goes by Cheryl Sparks Elliott, Cheryl Dee Pelkey, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1987. Cheryl had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2002 - December 16, 2010
SANT, MCMAHON & SPARKS, LLC
April 18, 2002 - November 4, 2019
COMMONWEALTH FINANCIAL NETWORK
April 18, 2002 - November 4, 2019
COMMONWEALTH FINANCIAL NETWORK
September 25, 1991 - April 22, 2002
KMS FINANCIAL SERVICES, INC.
November 14, 1989 - October 1, 1991
LARA, SHULL & MAY, LTD
January 27, 1989 - November 18, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 27, 1989 - November 18, 1989
SIGNATOR INVESTORS, INC.
November 25, 1987 - September 12, 1988
KMS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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