Daryl J. Demo

DAYMARK WEALTH PARTNERS

Cincinnati, OH 45242

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CRD#: 1721526

Professional summary

Daryl Joseph Demo, who also goes by N/a, is a registered financial advisor currently at DAYMARK WEALTH PARTNERS, LLC located in Cincinnati, Ohio.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Daryl has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. DayMark Wealth Partners, LLC 2. Investment Related - Yes 3. See office of address 4. RIA 5. Founder 6. 06/2022 7. 160hrs/mo 8. 6.5 hrs/day 9 Financial Advisor, client service, investment advice 2) 1. PKS Financial 2. Investment related - Yes 3. 80 State Street, Albany, NY 12207 4. Insurance 5. Insurance Agent 6. 6/2022 7. 4hrs/month 8. 1hr/week 9. Advising client on fixed insurance products when applicable 2) 1. PKS Financial 2. Investment related - Yes 3. 80 State Street, Albany, NY 12207 4. Insurance 5. Insurance Agent 6. 6/2022 7. 4hrs/month 8. 1hr/week 9. Advising client on fixed insurance products when applicable

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Joseph Demo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2022 - Present

DAYMARK WEALTH PARTNERS, LLC

Office #1: 9675 Montgomery Road Ste 201, Cincinnati, OH 45242

RIA

CRD#: 320878

Cincinnati, OH

Past

June 6, 2022 - December 6, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Cincinnati, OH

Past

August 25, 2014 - June 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

Past

August 22, 2014 - June 10, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CINCINNATI, OH

Past

June 2, 2009 - September 15, 2014

MORGAN STANLEY

RIA

CRD#: 149777

NAPLES, FL

Past

June 1, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CINCINNATI, OH

Past

June 1, 2009 - September 15, 2014

MORGAN STANLEY

CRD#: 149777

NAPLES, FL

Past

May 29, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CINCINNATI, OH

Past

August 16, 1999 - June 3, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

December 2, 1998 - June 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

July 10, 1995 - December 1, 1998

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

August 8, 1991 - June 30, 1995

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

January 26, 1989 - April 10, 1989

KAVANAUGH SECURITIES, INC.

CRD#: 10606

Past

January 21, 1988 - December 31, 1988

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

January 20, 1988 - January 24, 1989

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Past

September 4, 1987 - December 21, 1987

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAYMARK WEALTH PARTNERS, LLC

COMPASS GROUP OF DAYMARK WEALTH PARTNERS | HOFSTETTER BARON GROUP OF DAYMARK WEALTH PARTNERS | DAYMARK WEALTH PARTNERS, LLC

CRD#: 320878 / SEC#: 801-124936

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/3/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/21/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAYMARK WEALTH PARTNERS, LLC

COMPASS GROUP OF DAYMARK WEALTH PARTNERS | HOFSTETTER BARON GROUP OF DAYMARK WEALTH PARTNERS | DAYMARK WEALTH PARTNERS, LLC

CRD#: 320878 / SEC#: 801-124936

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

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Contact information

Main Address

9675 Montgomery Road Ste 201, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 838-2520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAYMARK WEALTH PARTNERS - FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	6,073
AUM (Assets Under Management)	$ 3,939,833,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daryl J. Demo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Joseph Demo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CONSECO SECURITIES, INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

KAVANAUGH SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

DAYMARK WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 8/11/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 9/3/2010

Series 7

Date: 4/21/1995

Series 6

Date: 8/6/1991

Current Firm

DAYMARK WEALTH PARTNERS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAYMARK WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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