John F. Pircio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Pircio, who also goes by John F Pircio, John Francis Pircio, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - June 22, 2017
ALLSTATE FINANCIAL SERVICES, LLC
December 13, 2013 - December 19, 2014
NYLIFE SECURITIES LLC
January 29, 2013 - June 14, 2013
ONEAMERICA SECURITIES, INC.
September 28, 2009 - January 24, 2011
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
August 16, 2007 - November 13, 2007
HORNOR, TOWNSEND & KENT, LLC
December 4, 2006 - August 27, 2007
PARK AVENUE SECURITIES LLC
October 31, 2005 - October 3, 2006
VP DISTRIBUTORS LLC
July 28, 2004 - November 4, 2005
NEW ENGLAND SECURITIES
August 12, 2002 - July 21, 2004
PARK AVENUE SECURITIES LLC
February 6, 2001 - June 13, 2002
METROPOLITAN LIFE INSURANCE COMPANY
February 6, 2001 - June 13, 2002
MSI FINANCIAL SERVICES, INC.
February 2, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 2, 1997 - February 25, 1998
SIGNATOR INVESTORS, INC.
December 24, 1991 - December 31, 1996
NEW ENGLAND SECURITIES
November 7, 1990 - December 6, 1991
MONY SECURITIES CORPORATION
August 31, 1987 - July 12, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
