Brian M. Laibach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Laibach was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1987. Brian had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - October 25, 2012
M HOLDINGS SECURITIES, INC.
January 23, 2012 - October 25, 2012
M HOLDINGS SECURITIES, INC.
March 30, 2010 - June 10, 2011
CHASE INVESTMENT SERVICES CORP.
March 30, 2010 - June 10, 2011
CHASE INVESTMENT SERVICES CORP.
June 1, 2009 - April 14, 2010
MORGAN STANLEY
March 7, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 18, 2006 - October 10, 2006
PORTFOLIO BROKERAGE SERVICES, INC.
March 9, 2004 - July 2, 2004
WALNUT STREET SECURITIES, INC.
September 11, 1998 - December 11, 2002
BNY MELLON SECURITIES CORPORATION
September 22, 1987 - October 25, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
